Skilled in managing multiple projects with exceptional communication and organizational skills. Performed full range of resident file reviews, Worked with site staff to obtain necessary documentation and clarification to prove program eligibility, Reviewed and submitted all regulatory reports, Provided compliance support and spot training to site staff to correct errors and mitigate future errors, Prepared and submitted audit documentation and audit responses, Monitored annual HUD income limits, public housing utility allowances and adjusted rent limits accordingly. Identifies prospects by reading telephone and zip code directories and other prepared listings. The Compliance Specialist I works on projects/matters of limited complexity in a support role. 5yrs in customer service experience. Retrieved, reviewed, and analyzed TRACE, OATS, and MSRB reports daily. Research compliance-related questions, regulatory changes, and laws and regulations affecting new products and services. Identified and resolved system and account issues. Hire Now SUMMARY: Dynamic and highly motivated finance professional with a track record of delivering strong results with … Here is a free Compliance Specialist Resume resume sample. Regulatory Compliance Specialist Resume Example + Salaries, Writing tips and Information. Excellent ability to focus on continuously identifying and addressing the strategic issues that can most affect the company's structure. Interested and willing to advance in the IT Field. Overseer of production, file preparation, document categorization, files quality control, and digital scanning. Compliance Specialist III assists in the development and implementation of compliance programs for the organization. Assisted in the analysis of the company's regulatory compliance posture and the development of control recommendations. Compliance Officer resume: Conducted research and made recommendations to the Chief Legal Officer regarding whether an industry designation request from registered representatives met company requirements. Led a project to convert the Reqwired tracking system into Thomson's Checkpoint Learning system. 3yrs data entry clerk experience. Maintain device and equipment quality requirements. Partnered with internal business groups to plan, develop, test, implement and document all processes required by the new accounts. Created approval process for advertising and marketing compliance that has led to a 50% increase in improved marketing in line with the CFPB guidelines, Monitored district's special education compliance per state specific indicators and findings, Program Management Team - Clean Water Atlanta Sewer Program ($4 Billion Project). Provided superior customer service to campaign managers and other staff seeking information on behalf of accounts. Environmental Compliance Specialist Resume. Optimize Your Compliance Specialist Resume With The Compliance Specialist Job Description. Objective : To succeed in an environment of growth and excellence and earn a job which provides me job satisfaction and self-development and help me achieve personal as well as organizational goals. Process annual and interim recertification's according to HUD 4350 including sending and receiving verifications of income and assets, completing questionnaires and all other regulated forms., Waiting list experiences Meticulous upkeep of files, calendars, events, create purchase orders and process invoices. Monitors business activities for compliance with applicable rules and regulations. My job is to ensure that all the loans we close are complaint with the ever changing mortgage laws. You may find that experience in other jobs will help … Objective : Dependable, accurate professional with extensive experience in administrative support. Assisted CCO and Compliance team with compliance-related tasks, with planning, developing and implementing projects of some complexity-appropriate regulatory, disclosures and other filings through CRD. Skills : Seventeen Years Of Experience In The Financial Industry That Includes Operations, Management, And Risk Management. Performed UDAAP risk assessment. I also have experience in policy and procedure review, Six Sigma process reviews, project management, and MS Office applications. Compliance Specialists ensure that the company they work for follows the rules pertaining to their particular industry. Created monthly status reports for Political Law Group. Objective : Highly qualified Compliance Specialist with experience in the industry. Created compliance bulletins. Objective : Graduate of IT Technical Institute of Columbia South Carolina. Assist Property manager with managing 460 unit on a tax credit /section 8 layered property such as coordinating resident functions and community outreach. Assist the Chief Compliance Officer and BSA Manager with audits and regulatory relationships and assist with regulatory request during examinations. Build the best Compliance Specialist Resume and get hired! Headline : Obtain a customer service position in a company where I can maximize my people oriented experience, communication skills and my problem analysis and problem solving abilities. A winning Compliance Officer’s resume should highlight strong ethics and a willingness to encourage and promote corporate integrity. Interacted with Sales in regards to customer satisfaction and procedure accuracy. Investigated all complaints that came into the company through the U.S. Department of Education contract to determine validity and suggest any action needed following the investigation. Proficient in Microsoft Office Tools, i.e. Firm and flexible with proven effectiveness dealing with internal conflicts. Compliance Officer resume 4 On this page you will find a number of professionally designed templates that can be used to create an interview winning CV or resume. Reviewed and researched daily AML (Anti-money laundering) reports. Analysis includes comparative file reviews, studies, regression analysis, risk assessments, fallout reports, and peer analysis (maintained through Excel Pivot Tables and Charts). Skills : Dedicated and proactive individual with effective front desk and customer service experience. Tracked support staff via Traincaster to ensure required courses attended. All rights reserved. While the specific duties may vary based on the industry, certain tasks are common and are listed on the Compliance Specialist Resume as follows – reviewing the company’s compliance with relevant … Prepare reports, and other supporting schedules that detail an institution's safety and soundness, compliance with laws and regulations, and recommended solutions to questionable financial conditions. These professionals determine company responsibilities, report to business managers, make … Aided in customer support issues in dealing with CPE issues including running custom reports in Access and SQL. Troubleshoot Encompass360 issues compiled with training efforts mentioned below that have decreased errors in external audits from 50% errors to 30% errors, Created monthly compliance newsletter to keep up with changes in regulations and ongoing training in Encompass360, Created training documents with step-by-step guides and how-to in Encompass, Worked with 4 specific buildings within district to develop procedures for sustainable compliance, Developed and implemented professional development schedule based on needs assessment, Collaborated with administration and teachers on master scheduling and instructional strategies, Held monthly meetings with stakeholders to update on progress toward compliance goals, Monitored and supported implementation of supplemental literacy program for elementary schools, Obtained data, researched contract documents and reviewed the City of Atlanta's Clean Water Atlanta sewer project consent decrees and prior submittals, Performed compliance audits based on Georgia Environmental Protection Agency (EPA) & Environmental Protection Division (EPD) contract requirements for the Clean Water Atlanta Sewer Project, Analyzed records, reports, project contracts, regulations and operating procedures, made recommendations to client based upon findings, Audited program master schedule to assure all required projects are scheduled and in compliance with the consent decrees, Produced standard operating procedures manual for semi-annual project status reporting to regulators. There are plenty of opportunities to land a Regulatory Compliance Specialist job position, but it won’t just be handed to you. Submitted complaint findings to a Financial Student Aid loan analyst in a timely and consistent matter. Extended Duties Perform data analysis of the Bank's various lending portfolios and activities to identify trends, emerging issues, gaps for business improvement. Compliance Specialist Resume. A bachelor’s degree in Accounting, finance or business is compulsory, large companies require more education. BUILD MY RESUME. Determined account requirements and potential service gaps by reviewing compliance manuals, EDI maps, routing guides and other media as required. Find inspiration from 100+ professional Compliance Specialist Resume Examples & Samples. To ensure company’s compliance with relevant regulations and standards, the professionals will need certain skill sets such as – adept at implementing, knowing and regulating companies so that they comply with the laws; familiarity in dealing with businesses and top management in a tactful way; industry experience; and a deep knowledge of regulations, investigations and auditing. Monitors departmental policies and procedures and reviews all marketing materials for adherence to compliance regulations. Provided feedback and made recommendations for improvement, drafted inspection reports to cover all findings and conclusions and presented final audit report to Regional Vice President in assigned region. Crafting a Regulatory Compliance Specialist resume that catches … Issued necessary corrective action to employees and managers, and followed up on getting corrective action reports back in a timely manner. Create strategies and plans for product approvals including inspections. Word, PowerPoint. Summary : Experienced, ambitious professional with a background in international and regional environmental policy, development, and compliance.Driven … Skills For Mortgage Compliance Specialist Resume Respond to state and federal agency inquiries and complaints promptly Supports internal customers to ensure compliance with state or federal lending … Enjoy creative problem solving and getting exposure on multiple projects, and I would excel in the collaborative environment on which your company prides itself. If you have the space to include it, … Debit, credit and total accounts on computer spreadsheets and data bases, using specialized accounting software. Cooperated with the company's Safety & Industrial Hygiene Department to manage and maintain the safety records for over 100 employees. Key Accomplishments Drafted and implemented all QA Compliance Standard Operating Procedures (SOPs) and Warehouse/Distribution department internal audit procedures. Perform Compliance Reviews, prepare reports and provide to management for distribution. Skills : Certified Nures Aide, CPR, Phlebotomy Certification, Medical Office Asst. Inspected vacant unit to ensure rental readiness, performed move out inspections and annual inspections according to HUD standards. Designed and created stickers to customer's specifications using Bar Tender and SPS Commerce software. Monitored international shipments for over 890 stores in United States and Canada as well as hundreds of production sites located in twelve countries. Representative Quality Compliance Specialist resume experience can include: Strong business and consultancy skills with knowledge and experience in HR Flexible, ability to work effectively in a fast … Updated departmental standard operating procedures and database to accurately reflect the current practices. Associates Degree in IT Computer Science. To be a Compliance Specialist I typically requires 0-2 years of related experience. Handled and coordinated all aspects of the leasing process including evaluation and discussion of prospects concerns and needs, property tours with investors, upper management and inspectors. Ensured contributions and expenditures were within State and Federal limits. Routed and scheduled of freight pick ups for compliance orders. Certificate Of Completion In American Bankers Association, MBA In Finaance, HR & Supply Chain Management. Worked as part of a compliance team performing various tasks in response to frequent visits and requests made by outside auditors, the FDA, and the company's consent decree obligations. Other degrees that we often see on compliance specialist resumes include associate degree degrees or high school diploma degrees. Comply with the federal, state and company policies, procedures and regulations. Led in the creation of audits and reviewed processes to include notification and resolution. You can use this as base to create a resume for your job application. Objective : Dear Reviewer, I am a graduate of The Ohio State University, in which I majored in animal science and minored in farm management. By using one of Resume.io’s field-tested resumes, and … I attended The Ohio State University Newark campus for two years and received my Associate of Arts degree. Developed and successfully piloted new position in Rainbow International designed to optimize their operational system for national accounts. Well versed in greeting visitors, scheduling appointments, and handling administrative and clerical duties. While the specific duties may vary based on the industry, certain tasks are common and are listed on the Compliance Specialist Resume as follows – reviewing the company’s compliance with relevant regulations and standards; reviewing documents and interviewing executives; resolving compliance issues, creating a modified plan and in case of any changes; and staying abreast with regulatory actions pertaining to their industry niche. Complete orders by recording names, addresses, and purchases; referring ordering for filling. Resume Details. Conducted customer meetings to provide status of program operations, quality standards and production metrics. Kansas City, MO 64111 (777)-777-7777 [your email] Job Objective To use my skills and abilities to obtain a position within an organization as a Compliance Specialist … Show Resume Text. What the Regulatory Compliance Specialist Resume Objective Should Tell Prospective Employers. Also brings energy, enthusiasm and creative solutions to complex problems. U.S. and Canada Customs annual audits reflected 0% classification discrepancies. Investigate activities of institutions to enforce laws and regulations and to ensure legality of transactions and operations or financial solvency. Prepare for Senior Management and the Examiners the CRA Assessment Fair Lending Self Evaluation and risk assessment detailing the Bank's current performance and program effectiveness. Objective : Consistently recognized for quality work, demonstrated time management, and collaboration skills Proven ability to quickly adapt and conform to shifting priorities, demands and timelines Capable of learning new systems quickly, balance multiple projects, and act as primary owner of individual projects while not compromising quality of work Proficient in effectively communicating with all levels of firm organization. enrollments plus completions (from 553 in 2010 to 683 in 2011 YTD across all [company name] brands). Worked with the maintenance department on a daily basis to sustain the department's production and safety on 6 packaging lines. Heading Theodore Thumper 34 Eat Street Squashed Peas, GA, 34749 Cell: (555) 987-1234 firstname.lastname@example.org Summary Regulatory Compliance Specialist … 2+ years of related experience at a Pharmaceutical, Biotech, or Medical Device company; 1+ year of experience working in a cGMP … Calls prospective customers by operating telephone equipment, automatic dialing systems, and other telecommunications technologies. Reviewed and updated outside business activities and outside brokerage accounts. Examined unnecessary chargebacks with functional areas (Transport, Sales, Operations etc ), creating and implementing plans of corrective action to prevent future occurrences, aligning self with the overall health of the company's finances. Trained all packaging employees on revised procedures, new processes and the use and safety of new equipment. Skills : Microsoft Office Suite, FINRA Web CRD, Lexis Nexis/Bridger Insight, Nexus/Nexcom, Basecamp Project Management Software, SuranceBay Insurance Appointments Processing/Tracking Software, National Financial Services, E-File Cabinet, NIPR. Performed extensive research pertaining to State and Federal Election Laws. Check out real resumes from actual people. Responsible for all audits of the Sales Force, Sales Operations department, and practitioner signature verifications. Skills : Microsoft Outlook, Customer Service Skills, 10-key, Multi-Line Phone System, Microsoft office. The new accounts Ready presentation located in twelve countries tracked support staff via Traincaster to ensure policy and directives... And document all processes required by the new accounts file preparation, document categorization files! Build effective, productive relationships with individuals and teams to achieve common goals while balancing the demands individual! 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